Training Guide
Registered and Unregistered Offerings
Training Guide
Registered and Unregistered Offerings
- Topic
- Securities Offerings
- Duration
- Format
- Remote or in person
What’s Covered
- Advantages and disadvantages of public offerings and private placements
- Difference between primary and secondary offerings
- Exemptions from registration requirements for:
- Private placements under Regulation D
- Offerings of restricted or control securities under Rule 144
- Other types of exempt offerings
Before the Session
Prepare the Attendees
Send the attendees an invitation for the session. Include this link, which has the videos and exercise they’ll need to prepare.
https://www.hotshotlegal.com/trainings/registered-and-unregistered-offerings/attendee
Prepare Yourself
Watch the videos and read the exercise so you’re familiar with the Hotshot material.
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Course
Registered and Unregistered Offerings
An introduction to public offerings and private placements. Includes explanations of the most common types of private and public deals, such as IPOs, follow-on offerings, secondary offerings, Reg D offerings, Rule 144 and 144A offerings.
During the Session
- What are some of the key advantages and disadvantages of registered offerings and unregistered offerings?
- What’s a secondary offering and how’s it different from a primary offering?
- Why might a company take advantage of an exemption from the registration requirement?
- Why do some startups choose private placements over other types of offerings?
- What does the Regulation CF exemption allow companies to do?
- Anecdotes and war stories (e.g., about a near-disaster or a tough negotiation)
- General practice tips (dos and don’ts)
- Firm-specific guidance and practices
After the Session
About Hotshot
Hotshot helps lawyers develop their legal, business, and technology skills through short videos, quizzes, and summaries, and we help law firms and law schools plan and deliver engaging training programs. Our customers include Am Law 200 firms, top law schools, and regional and international firms.
Contact us at info@hotshotlegal.com if you’re interested in a free consultation about remote training for your firm.
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