Facilitator Guide
US Securities Law for Securities Offerings
Facilitator Guide
US Securities Law for Securities Offerings
- Topic
- Securities Offerings
- Duration
- Format
- Remote or in person
What’s Covered
- The 1933 Act
- The 1934 Act
- The Trust Indenture Act of 1939
- The Sarbanes-Oxley Act of 2002
- The JOBS Act of 2012
- Blue-sky laws
Before the Session
Prepare the Attendees
Send the attendees an invitation for the session. Include this link, which has the videos and exercise they’ll need to prepare.
https://www.hotshotlegal.com/trainings/us-securities-law-for-securities-offerings/attendee
Prepare Yourself
Watch the videos and read the exercise so you’re familiar with the Hotshot material.
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Course
US Securities Law for Securities Offerings
An introduction to the US securities laws that relate to securities offerings, including a summary of the 1933 Act, the 1934 Act and other rules and regulations.
During the Session
- Where are most of the disclosure requirements for securities offerings found?
- What are the two parts of a registration statement?
- What liabilities are companies exposed to under the 1933 Act?
- What are some common types of offerings and securities that are exempt from registration with the SEC?
- What are the key differences between the 1933 Act and the 1934 Act?
- Which act is designed to protect the rights of holders of notes, bonds, and debentures?
- How does the JOBS Act make it easier for emerging growth companies to raise capital?
- What offerings does federal legislation preempt from blue-sky registration requirements?
- Anecdotes and war stories (e.g., about a near-disaster or a tough negotiation)
- General practice tips (dos and don’ts)
- Firm-specific guidance and practices
After the Session
About Hotshot
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