Types of Offerings


  1. still frame from IPOs Preview

    The IPO Process

    An overview of the initial public offering process, including a discussion on due diligence, preparing and filing the registration statement, the SEC review and comment process, pricing and closing.

  2. still frame from Private Placements under Reg D Preview

    Registered and Unregistered Offerings

    An introduction to public offerings and private placements. Includes explanations of the most common types of private and public deals, such as IPOs, follow-on offerings, secondary offerings, Reg D offerings, Rule 144 and 144A offerings.

  3. still frame from Shelf Takedown Process Preview

    Shelf Takedowns

    An overview of shelf takedowns and the applicable rules. Includes a discussion on shelf registration statements and how the shelf takedown process differs from other offerings in terms of timing, process and documentation.

  4. still frame from Rules and Regulations and Deal Team Members Preview

    Debt vs. Equity Offerings

    Debt and equity offerings are a lot alike, but there are important differences to be aware of. This course explains how debt deals differ from equity deals and focuses on the applicable rules and regulations, documentation, terminology, diligence and closings.