Securities Laws

Courses

1. Preview

   US Securities Law for Securities Offerings

   An introduction to the US securities laws that relate to securities offerings, including a summary of the 1933 Act, the 1934 Act and other rules and regulations.

   • Securities Laws
2. Preview

   Gun Jumping

   An overview of the gun-jumping rules and safe harbors relating to communications during a registered offering. Includes a discussion on permitted communications during the pre-filing, waiting and post-effective periods.

   • Securities Laws